LICENSE INFORMATION

As a multidisciplinary professional company, we are required to maintain a number of necessary licenses that allow us to operate in the state of Florida, these include:

1. LICENSED REAL ESTATE BROKERS - A Florida real estate broker license is a legal requirement for companies and individuals engaged in real estate transactions. This license, administered by the Florida Department of Business and Professional Regulation (DBPR), grants the authority to conduct various real estate activities, including buying, selling, renting, and negotiating both residential and commercial properties. Additionally, it allows for the management of transactions involving the sale of businessess, provided there is a real estate component to the operation. Our License number is BK3392678.

Complementing our Real Estate License, our company and its members are affiliated with the National Associations of Realtors (NAR), and we work in strict adherence to their codes of professional ethics.

2. REGISTERED INVESTMENT ADVISORS - Being registered as Investment Advisors in Florida, we operate under the oversight of the Florida Office of Financial Regulation. Our registration is closely aligned with federal regulations administered by FINRA, NASAA and the SEC at the national level. This ensures that our operations adhere strictly to federal guidelines.

The Financial Industry Regulatory Authority (FINRA), the North American Securities Administrators Association (NASAA), and the Securities and Exchange Commission (SEC) are key regulatory bodies overseeing financial and investment activities. Our registration in Florida, in addition to ensuring compliance, enables us to engage in a broad spectrum of investment advisory services, providing our clients with comprehensive and regulated financial guidance.

Our registration details can be found in the Central Registration Depository (CRD), with the number 322350.

3. LIFE AND ANNUITIES LICENSE - As an Insurance Agency, we recognize the fundamental importance of insurance in financial planning. By shifting the impact of risk to an insurance entity, we provide our clients with an essential layer of protection. Moreover, insurers companies can offer complementary investment instruments that seamlessly integrate into any financial planning strategy.

Our insurance practice is regulated by the Division of Financial Services in Florida, ensuring that we operate within a legal an ethical framework. Our scope of work encompasses various areas, including life insurance and other related products because, in addition to their protective function, insurance products can also serve as investment vehicles.

Our License number is L118746.

DISCLOSURE

Just as past returns do not guarantee future performance, licenses and registrations do not guarantee professional capability, education or experience. The list of licenses and registrations mentioned above simply indicates that we work in accordance with the law.